Brokers Who Mis-sold Shares

The following is a list of brokers, some of which are now in default for the mis-selling of penny shares. If you have had any dealings with these companies, you may well be eligible for a claim.
Please note this list is not exhaustive, if you have any questions regarding the status of brokers that you have dealt with, please do not hesitate to call one of our advisors on a confidential basis 0207 183 0638

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City Equities Ltd

City Equities Ltd

City Equities Limited 6th November 2013 London-based stockbroker firm City Equities Limited was placed into the special administration regime on 11 October 2013. FSCS has been liaising with the special administrator, Andrew Andronikou and Peter Kubik of UHY Hacker Young LLP, to understand what the failure of the firm might mean for its customers. The special administrators have advised that ..

date added: 15/05/2014  ·  source: fscs.org.uk

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Bernburg Investment Bankers Limited

Bernburg Investment Bankers Limited

 ALERT The Financial Services Authority (FSA) has today published this statement in order to warn investors against dealing with unauthorised firms. This statement is to advise members of the public that an organisation identifying itself as Bernburg Investment Bankers Limited is not authorised under the Financial Services and Markets Act 2000 (FSMA) to carry on a regulated ..

date added: 23/01/2013  ·  source: fsa.gov.uk

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Berkeley Capital Finance/Berkeley Finance Group

Berkeley Capital Finance/Berkeley Finance Group

 ALERT We (the Financial Services Authority – FSA) have published this statement today in order to warn investors against dealing with unauthorised firms. This statement is to advise members of the public that an organisation identifying itself to UK individuals as: Berkeley Capital Finance/Berkeley Finance Group Website: www.berkeleycapitalfinance.net ..

date added: 23/01/2013  ·  source: fsa.gov.uk

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Axa Rosenberg Investment Management Ltd

Axa Rosenberg Investment Management Ltd

 ALERT We (the Financial Services Authority – FSA) have published this statement today in order to warn investors against dealing with unauthorised firms. This statement is to advise members of the public that an organisation identifying itself to UK individuals as: Axa Rosenberg Investment Management Ltd Tel: +44 (0) 203 384 6631 Fax: +44 (0) 203 384 6630 Website: ..

date added: 23/01/2013  ·  source: fsa.gov.uk

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 ASHMORE INVESTMENT GROUP

ASHMORE INVESTMENT GROUP

 ALERT We (the Financial Services Authority – FSA) have published this statement today in order to warn investors against dealing with unauthorised firms. This statement is to advise members of the public that organisations identifying themselves to UK individuals as: ASHMORE INVESTMENT GROUP +44 (0)207 138 2809 +44 (0)207 000 1772 +44 (0)207 000 1773 and; ASHMORE ..

date added: 23/01/2013  ·  source: fsa.gov.uk

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Mis-sold Shares Limited is regulated by the Claims Management Regulator in respect of regulated claims management activities Licence number CRM:30945

 

Start Your Claim Today!

A claim for mis-selling can arise if you have suffered losses as a result of negligent advice from a stockbroker or IFA.

 

  • Did you complete a fact find?
  • Were you over exposed in high-risk shares?
  • Were you pressurised to buy?
  • Were you told that they owned the shares and had a mark up / mark down?
  • Were recommendations suitable?

 

Complete this form, we will then contact you and advise you on your next steps...

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