Brokers Who Mis-sold Shares

The following is a list of brokers, some of which are now in default for the mis-selling of penny shares. If you have had any dealings with these companies, you may well be eligible for a claim.
Please note this list is not exhaustive, if you have any questions regarding the status of brokers that you have dealt with, please do not hesitate to call one of our advisors on a confidential basis 0207 183 0638

AOT Stock Specialist

AOT Stock Specialist

 ALERT We (the Financial Services Authority – FSA) have published this statement today in order to warn investors against dealing with unauthorised firms. This statement is to advise members of the public that an organisation identifying itself to UK citizens as: AOT Stock Specialist (Clone of previously FSA EEA Authorised firm) Address: Camomile Court 23 Camomile ..

date added: 23/01/2013  ·  source: fsa.gov.uk

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ASHMORE INDEPENDENT FINANCIAL ADVISORS

ASHMORE INDEPENDENT FINANCIAL ADVISORS

 ALERT The FSA  have published this statement today in order to warn investors against dealing with unauthorised firms. This statement is to advise members of the public that organisations identifying themselves to UK individuals as: ASHMORE INVESTMENT GROUP +44 (0)207 138 2809 +44 (0)207 000 1772 +44 (0)207 000 1773 and; ASHMORE INDEPENDENT FINANCIAL ADVISORS a/k/a ..

date added: 23/01/2013  ·  source: fsa.gov.uk

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Andrew Walker Associates

Andrew Walker Associates

ALERT The Financial Services Authority have published this statement today in order to warn investors against dealing with unauthorised firms. This statement is to advise members of the public that an organisation identifying itself to UK citizens as: A Walker Associates (Clone of FSA Registered firm) also uses Andrew Walker Associates / AW Associates Tel: 0122 443 3969 Fax: 0122 ..

date added: 23/01/2013  ·  source: fsa.gov.uk

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Allendale Financial Services Limited

Allendale Financial Services Limited

Financial Services Authority ALERT We (the Financial Services Authority – FSA) have published this statement today in order to warn investors against dealing with unauthorised firms. This statement is to advise members of the public that an organisation identifying itself to UK individuals as: Allendale Financial Services Limited 1959 (abbreviation AFSL) 1 Berkeley Street ..

date added: 23/01/2013  ·  source: fsa.gov.uk

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Coppin and Bliss

Coppin and Bliss

 FSA/PN/175/2010 14 Dec 2010 The Financial Services Authority (FSA) has fined former stockbrokers William James Coppin £70,000 and Perry John Bliss £30,000 for using inside information about an AIM-traded company, Provexis plc, to encourage their clients to buy its shares. Coppin and Bliss, who both worked at Pacific Continental Securities UK Ltd (PCS), have also been banned ..

date added: 23/01/2013  ·  source: fsa.gov.uk

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Mis-sold Shares Limited is regulated by the Claims Management Regulator in respect of regulated claims management activities Licence number CRM:30945

 

Start Your Claim Today!

A claim for mis-selling can arise if you have suffered losses as a result of negligent advice from a stockbroker or IFA.

 

  • Did you complete a fact find?
  • Were you over exposed in high-risk shares?
  • Were you pressurised to buy?
  • Were you told that they owned the shares and had a mark up / mark down?
  • Were recommendations suitable?

 

Complete this form, we will then contact you and advise you on your next steps...

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