Brokers Who Mis-sold Shares

The following is a list of brokers, some of which are now in default for the mis-selling of penny shares. If you have had any dealings with these companies, you may well be eligible for a claim.
Please note this list is not exhaustive, if you have any questions regarding the status of brokers that you have dealt with, please do not hesitate to call one of our advisors on a confidential basis 0207 183 0638

Square Mile Stockbrokers

Square Mile Stockbrokers

 FSA/PN/002/2008 14 Jan 2008 The Financial Services Authority (FSA) has today fined Square Mile Securities Limited (Square Mile) £250,000 for persistently using high pressure sales tactics and misleading information to sell customers shares they did not want or could not afford. The FSA reviewed 55 transactions carried out by Square Mile between March and May 2006, some involving ..

date added: 23/01/2013  ·  source: fsa.gov.uk

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White Square Investments Limited

White Square Investments Limited

FSA FINAL NOTICE ___________________________________________________________________________ To: White Square Investments Limited (in Administration) Care of: Tenon Recovery Sherlock House 73 Baker Street London W1U 6RD Reference Number: 463285 Dated: 3 September 2009 TAKE NOTICE: The Financial Services Authority (the "FSA") of 25 The North Colonnade, ..

date added: 03/10/2012  ·  source: fsa.gov.uk

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Sky Capital UK Limited

Sky Capital UK Limited

Sky Capital UK Limited, WALBROOK HOUSE, 23 – 29 WALBROOK ROAD, LONDON,  EC4N 8LA. The Financial Services Authority (FSA) has declared Sky Capital UK Limited in  default for all Investors Compensation Directive (ICD) claims. "Firms offering financial services in the UK must be authorised by us. Unfortunately, there are firms that operate without our authorisation and some ..

date added: 03/10/2012  ·  source: fsa.gov.uk

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Saint Pauls Capital Limited

Saint Pauls Capital Limited

198025 - Saint Pauls Capital Limited Current status: No longer Authorised Effective Date: 23/03/2009 Tied Agent: Undertakes Insurance Mediation: Registered under Money Laundering Regulations: Address: 14th Floor Marble Arch Tower 55 Bryanston Street London W1H 7AA Tel: 020 7563 6380 Fax: 020 7563 6381 E-mail: admin@stpaulscap.com Website: ..

date added: 03/10/2012

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Montague Pitman - Appointed Representatives of Falcon Securities

Montague Pitman - Appointed Representatives of Falcon Securities

 FSA FINAL NOTICE ___________________________________________________________________________ To: Falcon Securities (UK) Limited Of: 154 Bishopsgate, London, EC2M 4LN Date: 29 January 2010 TAKE NOTICE: The Financial Services Authority of 25 The North Colonnade, Canary Wharf, London E14 5HS ("the FSA") gives you final notice about issuing a public censure. 1. ..

date added: 03/10/2012  ·  source: fsa.gov.uk

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Mis-sold Shares Limited is regulated by the Claims Management Regulator in respect of regulated claims management activities Licence number CRM:30945

 

Start Your Claim Today!

A claim for mis-selling can arise if you have suffered losses as a result of negligent advice from a stockbroker or IFA.

 

  • Did you complete a fact find?
  • Were you over exposed in high-risk shares?
  • Were you pressurised to buy?
  • Were you told that they owned the shares and had a mark up / mark down?
  • Were recommendations suitable?

 

Complete this form, we will then contact you and advise you on your next steps...

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