Brokers Who Mis-sold Shares

The following is a list of brokers, some of which are now in default for the mis-selling of penny shares. If you have had any dealings with these companies, you may well be eligible for a claim.
Please note this list is not exhaustive, if you have any questions regarding the status of brokers that you have dealt with, please do not hesitate to call one of our advisors on a confidential basis 0207 183 0638

Astor Securities Limited

Astor Securities Limited

  We now have many successful claims completing against this stockbroker, if you have had any dealings with them please contact us and we can advise you on the best direction to take regarding a claim.    Basic details for: 455518 - Astor Securities Limited Current status: Appointed Representative - Former Effective Date: 04/08/2006 Registered under Money Laundering ..

date added: 03/10/2012

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Direct Sharedeal Limited

Direct Sharedeal Limited

FSA FINAL NOTICE To: Direct Sharedeal Limited Of: 2nd Floor 4 West Regent Street Glasgow Lanarkshire G2 1RW Date: 17 February 2010 TAKE NOTICE: The Financial Services Authority of 25 The North Colonnade, Canary Wharf, London E14 5HS (“the FSA”) gives you final notice about the requirement to pay a financial penalty: 1. THE PENALTY ..

date added: 03/10/2012

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Arc Equities Ltd

Arc Equities Ltd

If you have had any dealings with this stockbroker please contact us and we can advise you on the best direction to take regarding a claim.  Basic details for: 450379 - Arc Equities Ltd Current status: Appointed Representative Effective Date: 04/04/2006 Address: 22 Lovat Lane London EC3R 8EB Phone: 020 7929 6176 Fax: 020 7929 4049 Email: info@arcequities.co.uk Website: ..

date added: 03/10/2012

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Bridge Hall Stockbrokers Ltd

Bridge Hall Stockbrokers Ltd

Basic details for: 438923 - Bridge Hall Stockbrokers Limited Current status: No longer Authorised Effective Date: 31/07/2012 Tied Agent: Undertakes Insurance Mediation: Registered under Money Laundering Regulations: Address: 5th Floor 30 Coleman Street London EC2R 5AL Phone: 0845 130 7718 Fax: 0845 130 7719 E-mail: info@bridgehall.co.uk Website: ..

date added: 06/07/2012

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Wills & Co Stockbrokers Ltd. Formerly Grahame H. Wills & Company Limited (WILLS)

Wills & Co Stockbrokers Ltd. Formerly Grahame H. Wills & Company Limited (WILLS)

Wills & Co Stockbrokers Ltd. Formerly Grahame H. Wills & Company Limited (WILLS) was one of the City’s oldest stockbroking firms. Set up in 1883 as the financial services division of the WILLS tobacco business it fell foul of the Financial Services Authority (FSA) in October 2007. For breaches of the FSA’s Principles for Business in relation to advising and selling certain ..

date added: 06/07/2012  ·  source: fsa.gov.uk

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Mis-sold Shares Limited is regulated by the Claims Management Regulator in respect of regulated claims management activities Licence number CRM:30945

 

Start Your Claim Today!

A claim for mis-selling can arise if you have suffered losses as a result of negligent advice from a stockbroker or IFA.

 

  • Did you complete a fact find?
  • Were you over exposed in high-risk shares?
  • Were you pressurised to buy?
  • Were you told that they owned the shares and had a mark up / mark down?
  • Were recommendations suitable?

 

Complete this form, we will then contact you and advise you on your next steps...

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