Brokers Who Mis-sold Shares

The following is a list of brokers, some of which are now in default for the mis-selling of penny shares. If you have had any dealings with these companies, you may well be eligible for a claim.
Please note this list is not exhaustive, if you have any questions regarding the status of brokers that you have dealt with, please do not hesitate to call one of our advisors on a confidential basis 0207 183 0638

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Ascension Securities Limited (In Liquidation)

Ascension Securities Limited (In Liquidation)

Financial Services Authority FINAL NOTICE To: Ascension Securities Limited (In Liquidation) Of: C/o David Merrygold and Matthew Howard Joint Liquidators PKF (UK) LLP 16 The Havens Ransomes Europark Ipswich IP3 9SJ FSA Reference Number: 401377 Dated: 25 November 2010 TAKE NOTICE: The Financial Services Authority (the "FSA") of 25 The North ..

date added: 06/07/2012  ·  source: fsa.gov.uk

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Mansion House Securities Limited

Mansion House Securities Limited

  Financial Services Authority FINAL NOTICE To: Mansion House Securities Limited Of: 8-10 Mansion House Place London EC4N 8LB Date: 31 March 2008 TAKE NOTICE: The Financial Services Authority of 25 The North Colonnade, Canary Wharf, London E14 5HS ("the FSA") gives you final notice about a requirement to pay a financial penalty. 1. THE PENALTY 1.1. The FSA ..

date added: 06/07/2012  ·  source: fsa.gov.uk

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Square Mile Securities Limited

Square Mile Securities Limited

Financial Services Authority FINAL NOTICE To: Square Mile Securities Limited Of: America House No 2 America Square London EC3N 2LU Date: 10 January 2008 TAKE NOTICE: the Financial Services Authority of 25 the North Colonnade, Canary Wharf, London E14 5HS (“the FSA”) gives you final notice about a requirement to pay a financial penalty: 1. ACTION 1.1. The FSA ..

date added: 06/07/2012  ·  source: fsa.gov.uk

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Pacific Continental Securities (UK) Limited (in liquidation)

Pacific Continental Securities (UK) Limited (in liquidation)

Financial Services Authority FINAL NOTICE To: Pacific Continental Securities (UK) Limited (in liquidation) Of: c/o Smith & Williamson Limited Prospect House 2 Athenaeum Road London N20 9YU Date: 27 January 2009 TAKE NOTICE: the Financial Services Authority of 25 The North Colonnade, Canary Wharf, London E14 5HS (“the FSA”) gives you final notice about the ..

date added: 06/07/2012  ·  source: fsa.gov.uk

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Mis-sold Shares Limited is regulated by the Claims Management Regulator in respect of regulated claims management activities Licence number CRM:30945

 

Start Your Claim Today!

A claim for mis-selling can arise if you have suffered losses as a result of negligent advice from a stockbroker or IFA.

 

  • Did you complete a fact find?
  • Were you over exposed in high-risk shares?
  • Were you pressurised to buy?
  • Were you told that they owned the shares and had a mark up / mark down?
  • Were recommendations suitable?

 

Complete this form, we will then contact you and advise you on your next steps...

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